All the functionality remains the same so you can continue adding and updating records as needed while the changes are pending. FINRA Rule 2060 provides that a member that receives information as to the ownership of securities while acting in the capacity of paying agent, transfer agent, trustee or otherwise shall under no circumstances make use of the information for soliciting purchases, sales or exchanges except at the request and on behalf of the issuer.
Basically he decides the end of the day based on Closings what to do and gets in the market with the Opening prices of the next day.
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